HENDERSON STRATEGIC INCOME FUND


[PDF]HENDERSON STRATEGIC INCOME FUNDhttps://www.henderson.com/uspi/...

0 downloads 203 Views 472KB Size

HENDERSON STRATEGIC INCOME FUND List of holdings as of 04/30/17 Company Name Cbot US 10yr Note Jun17 (31/05/2017) United States Treasury Note 2.25% 2027 Australia Government Bond 1.75% 2020 United Kingdom Gilt 1.50% 2026 Australia Government Bond 2.75% 2019 UBS Group 7.00% 2049 Wachovia Capital Trust III 5.5698% 2049 Douglas 3.75% 2022 Equinix 3.25% 2023 Berry Plastics 3.0217% 2020 ConvaTec Healthcare D Sarl 3.25% 2023 RAC Bond 4.565% 2023 Unitymedia Hessen GmbH & Co KG 3.50% 2027 WEPA Hygieneprodukte GmbH 3.75% 2024 Prudential 6.50% 2049 HSBC Bank Capital Funding Sterling 1 5.844% 2049 Reynolds Group Issuer 7.00% 2024 Tesco 6.125% 2022 Kloeckner Pentaplast of America 4.25% 2020 Altice US Finance I 5.50% 2026 TMF Group 4.00% 2023 Virgin Media Secured Finance 6.25% 2029 Barclays Bank 6.278% 2049 Delta 2 Lux Sarl 4.7837% 2024 United Kingdom Gilt 3.25% 2044 Travelport Finance Luxembourg Sarl 4.289% 2021 Ardagh Packaging Finance 6.75% 2024 eircom Ireland 4.00% 2022 Aquarius & Investments Plc for Swiss Reinsurance 8.25% 2049 Telenet Finance VI Luxembourg SCA 4.875% 2027 Co-operative Group 2011 6.875% 2020 NGG Finance 5.625% 2073 Iron Mountain Europe 6.125% 2022 Barclays 7.875% 2049 Unilabs Diagnostics 4.25% 2021 HBOS Sterling Finance Jersey 7.881% 2049 Imperial Brands Finance 2.25% 2021 Trionista Holdco GmbH 3.00% 2020 Arqiva Broadcast Finance 9.50% 2020 Service Corp International 5.375% 2024 eircom Finance DAC 4.50% 2022 S&P Global 4.00% 2025 RBS Capital Trust II 6.425% 2049 Virgin Media Secured Finance 5.25% 2026 Imperial Brands Finance 4.875% 2032 Cott Beverages 5.375% 2022 BUPA Finance 6.125% 2049 Diebold Nixdorf 5.6804% 2023 BAT International Finance 0.875% 2023 Walgreens Boots Alliance 2.125% 2026 SFR Group 3.75% 2025 Sealed Air 5.25% 2023 Fresenius Medical Care US Finance II 4.75% 2024 Aramark Services 4.75% 2026 Ball 5.25% 2025 Sirius XM Radio 5.375% 2025 Cott 5.50% 2025 TenneT 1.75% 2027 First Data 5.75% 2024 Equinix 5.375% 2023 Silgan 4.75% 2025 Lloyds Banking Group 6.657% 2049 AT&T 4.125% 2026 Tesco 5.50% 2033 Charter Communications Operating 4.908% 2025 Aviva 6.875% 2058 Please see next page for additional holdings and disclosure notes.

GICS* Sector Bond Futures Sovereign Sovereign Sovereign Sovereign Unclassified Banking Unclassified Unclassified Unclassified Unclassified Asset Backed Media Unclassified Insurance Banking Capital Goods Retail Unclassified Media Unclassified Media Banking Unclassified Sovereign Unclassified Unclassified Unclassified Unclassified Media Retail Utility Services Unclassified Unclassified Banking Consumer Goods Unclassified Telecommunications Healthcare Unclassified Financial Services Banking Media Consumer Goods Consumer Goods Insurance Unclassified Consumer Goods Retail Unclassified Capital Goods Healthcare Services Capital Goods Media Consumer Goods Utility Technology & Electronics Telecommunications Capital Goods Banking Telecommunications Retail Media Insurance

Country United States United States Australia United Kingdom Australia Switzerland United States Germany United States United States United States United Kingdom Germany Germany United Kingdom United Kingdom New Zealand United Kingdom Germany United States Netherlands United Kingdom United Kingdom Luxembourg United Kingdom United States Ireland Luxembourg Switzerland Luxembourg United Kingdom United Kingdom United Kingdom United Kingdom Sweden United Kingdom United Kingdom Germany United Kingdom United States Ireland United States United Kingdom United Kingdom United Kingdom Canada United Kingdom United States United Kingdom United States France United States Germany United States United States United States Canada Netherlands United States United States United States United Kingdom United States United Kingdom United States United Kingdom

% of Fund 13.26 7.24 6.55 3.43 2.21 1.71 1.67 1.66 1.60 1.59 1.57 1.44 1.43 1.41 1.37 1.25 1.17 1.17 1.12 1.11 1.10 1.10 1.09 1.05 1.04 1.04 1.00 0.97 0.96 0.94 0.94 0.92 0.88 0.87 0.86 0.84 0.83 0.80 0.77 0.76 0.76 0.73 0.73 0.73 0.70 0.69 0.68 0.67 0.66 0.64 0.64 0.62 0.62 0.61 0.59 0.58 0.58 0.58 0.57 0.56 0.56 0.56 0.55 0.55 0.55 0.54

HENDERSON STRATEGIC INCOME FUND (Cont) List of holdings as of 04/30/17 Company Name Berry Plastics 5.125% 2023 Crown Americas 4.25% 2026 Quintiles IMS 3.25% 2025 Apple 3.70% 2022 Iron Mountain 6.00% 2023 Verizon Communications 3.125% 2022 WPP Finance 2013 3.00% 2023 Anheuser-Busch InBev Finance 4.90% 2046 BAT International Finance 3.95% 2025 Prudential 7.75% 2049 Cooperatieve Rabobank UA 6.91% 2049 Altria Group 2.85% 2022 Standard Life Spectrum Brands 3.3679% 2022 HCA 2.7806% 2023 Netflix 3.625% 2027 Kloeckner Pentaplast of America 4.25% 2020 Aviva 6.875% 2049 Legal & General Group 5.875% 2049 Bank of America 8.00% 2049 Phoenix Group 6.625% 2025 Dell International 8.10% 2036 AT&T 4.375% 2029 Oberthur Technologies Group SAS 3.75% 2024 Royal Bank of Scotland Group 7.648% 2049 AMC Entertainment 6.375% 2024 Sealed Air 4.875% 2022 ISS Global 1.125% 2021 Vodafone Group 2.95% 2023 International Game Technology 6.25% 2022 Misys 2024 Nationwide Building Society CPUK Finance 7.00% 2020 Ziggo Secured Finance 5.50% 2027 WPP Finance 2010 4.75% 2021 BAT International Finance 6.00% 2022 La Financiere Atalian SAS 4.00% 2024 International Game Technology 6.50% 2025 Altria Group 2.625% 2026 Sirius XM Radio 6.00% 2024 Kellogg 1.25% 2025 Microsoft 3.45% 2036 Charter Communications Operating 6.484% 2045 Reynolds American 6.15% 2043 Catalent Pharma Solutions 4.75% 2024 Orange 5.75% 2049 Daily Mail & General Trust 5.75% 2018 Equinix 3.75% 2023 Oberthur Technologies Group SAS 3.75% 2024 Scottish Widows 7.00% 2043 Unitymedia GmbH 3.75% 2027 Walgreens Boots Alliance 3.80% 2024 Auris Luxembourg III Sarl 4.25% 2022 First Data 5.00% 2024 Standard Life 6.75% 2049 First Data 5.375% 2023 CCO 5.875% 2027 Ardagh Packaging Finance 6.00% 2025 InterXion 6.00% 2020 Legal & General Group 6.385% 2049 HSBC Bank 5.375% 2033 Aramark Services 5.125% 2024 Auris Luxembourg II 8.00% 2023 Service Corp International 7.625% 2018 Please see next page for additional holdings and disclosure notes.

GICS* Sector Capital Goods Capital Goods Unclassified Technology & Electronics Services Telecommunications Media Consumer Goods Consumer Goods Insurance Banking Consumer Goods Insurance Unclassified Unclassified Unclassified Unclassified Insurance Insurance Banking Insurance Technology & Electronics Telecommunications Unclassified Banking Unclassified Capital Goods Services Telecommunications Leisure Unclassified Unclassified Leisure Media Media Consumer Goods Unclassified Leisure Consumer Goods Media Consumer Goods Technology & Electronics Media Consumer Goods Unclassified Telecommunications Media Unclassified Unclassified Financial Services Unclassified Retail Unclassified Technology & Electronics Insurance Technology & Electronics Media Capital Goods Unclassified Insurance Banking Services Healthcare Healthcare

Country United States United States United States United States United States United States United Kingdom Belgium United Kingdom United Kingdom Netherlands United States United Kingdom United States United States United States Germany United Kingdom United Kingdom United States United Kingdom United States United States France United Kingdom United States United States Denmark United Kingdom United States United Kingdom United Kingdom United Kingdom Netherlands Ireland United Kingdom France United States United States United States United States United States United States United States United States France United Kingdom United States France United Kingdom Germany United States Germany United States United Kingdom United States United States Ireland Netherlands United Kingdom United Kingdom United States Sweden United States

% of Fund 0.54 0.53 0.53 0.53 0.52 0.52 0.52 0.52 0.51 0.51 0.50 0.49 0.49 0.49 0.49 0.48 0.48 0.46 0.44 0.44 0.43 0.43 0.42 0.42 0.41 0.41 0.41 0.41 0.40 0.40 0.40 0.40 0.40 0.39 0.38 0.38 0.38 0.37 0.35 0.34 0.32 0.31 0.31 0.30 0.29 0.28 0.27 0.26 0.26 0.25 0.25 0.25 0.24 0.24 0.23 0.23 0.22 0.22 0.20 0.19 0.19 0.18 0.18 0.17

HENDERSON STRATEGIC INCOME FUND (Cont) List of holdings as of 04/30/17 Company Name Las Vegas Sands 3.4019% 2020 Sealed Air 5.125% 2024 Standard Life 5.50% 2042 Citigroup Capital XIII Galaxy Bidco 6.375% 2020 Molson Coors Brewing 4.20% 2046 Walgreens Boots Alliance 3.45% 2026 Heathrow Funding 7.125% 2024 Tesco Property Finance 3 5.744% 2040 Aramark Services 5.00% 2025 Altria Group 5.375% 2044 Auris Luxembourg II 8.00% 2023 Verizon Communications 5.012% 2049 Arqiva Broadcast Finance 9.50% 2020 Microsoft 4.45% 2045 Ardagh Packaging Finance 6.00% 2021 Keurig Green Mountain 5.6017% 2023 Unitymedia Hessen GmbH & Co KG 3.50% 2027 Unitymedia Hessen GmbH & Co KG 5.00% 2025 ServiceMaster 5.125% 2024 Thames Water Utilities Cayman Finance 5.375% 2025 HCA 5.00% 2024 CDS ConvaTec Healthcare E 20/12/2017 CDS Deutsche Lufthansa 20/12/2021 CDS Host Hotels & Resorts 20/12/2020 CDS Host Hotels & Resorts 20/12/2020 CDS Renault 20/12/2021 CDS McKesson 20/12/2021 Oberthur Technologies Group SAS 3.75% 2024 Las Vegas Sands 3.1506% 2020 Oberthur Technologies Group SAS 3.75% 2024 HCA 2023 Spectrum Brands 3.3679% 2022 Unilabs 2024 Cash

Total number of holdings: 164 % of holdings in top 10: 31.86

Please see next page for disclosure notes.

GICS* Sector Unclassified Capital Goods Insurance Unclassified Insurance Consumer Goods Retail Asset Backed Commercial Mortgage Backed Services Consumer Goods Unclassified Telecommunications Unclassified Technology & Electronics Capital Goods Unclassified Unclassified Media Services Asset Backed Healthcare Healthcare Transportation Leisure Leisure Automotive Unclassified Unclassified Unclassified Unclassified Unclassified Unclassified Unclassified Cash

Country United States United States United Kingdom United States United Kingdom United States United States United Kingdom United Kingdom United States United States Sweden United States United Kingdom United States Ireland United States Germany Germany United States United Kingdom United States Luxembourg Germany United States United States France United States France United States France United States United States Sweden United States

% of Fund 0.17 0.15 0.14 0.14 0.14 0.13 0.13 0.12 0.11 0.11 0.11 0.08 0.08 0.07 0.07 0.06 0.06 0.06 0.05 0.04 0.02 0.02 0.00 (0.00) (0.01) (0.01) (0.01) (0.02) (0.13) (0.17) (0.21) (0.48) (0.48) (0.86)

HENDERSON STRATEGIC INCOME FUND (Cont) List of holdings as of 04/30/17

The Fund is actively managed and holdings and weightings are subject to change daily without notice. International and emerging markets investing involves certain risks and increased volatility not associated with investing solely in the US. These risks included currency fluctuations, economic or financial instability, lack of timely or reliable financial information or unfavorable political or legal developments. The Funds may invest in securities issued by smaller companies which typically involves greater risk than investing in larger companies. The Funds are non-diversified and therefore the change in value of a single holding may have a more pronounced eddect on the Fund's performance. Also, the Funds may invest in limited geographic areas and/or sectors which may result in greater market volatility. In addition the Funds may invest in derivatives. Derivatives involve special risks different from, and potentially greater than, the risks associated with investing directly in securities and may result in greater losses. The Fund may be subject to frequest trading which may result in a turnover rate of 100% or more. Asset allocation strategies do not assure profit nor protect against loss. Please see the prospectus for specific risks attributable to the Funds. The Strategic Income Fund may invest in high yield, lower rated (junk) bonds. Securities rated below investment grade generally entail greater credit, market, issuer and liquidity risk than investment grade securities. Moreover, the Fund is subject to interest rate risk which is the risk that debt securities in the Fund’s portfolio will decline in value because of increases in market interest rates. The Fund may borrow money which may adversely affect the return to shareholders, also known as leverage risk.

One should consider the investment objectives, risks, fees and expenses of any mutual fund carefully before investing. This and other important information is available in the Fund's prospectus and summary prospectus which are available at www.hendersonglobalinvestors.com, by calling 1.866.443.6337 or by contacting your financial advisor. Please read the prospectus or summary prospectus carefully before investing. Foreside Fund Services, LLC, distributor. (2/16) HGF-64095-16

SIF-HOLDINGS