Other Entity Trading Privileges Form


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Janus Corporate/Other Entity Trading Privileges Form PO Box 55932 • Boston, MA 02205-5932 • 800-525-3713

Use this form to authorize an individual(s) to trade on a corporate or other entity account(s) at Janus.  Please provide a current copy of the governing document that identifies the

officer(s) and their titles that are granting authorization.

In a Hurry? fax form to 877-319-3852

 Any account subsequently opened will require a new Janus Corporate/Other Entity

Trading Privileges Form to establish authorized traders for that account.  Print in capital letters using black ink.  Questions? Call 800-525-3713.

1. Account information (all fields required)

Name of Corporation or Other Entity

Corporation/Other Entity’s Tax Identification Number

Phone Number

I would like to add an authorized trader to* (check one)

I would like to delete an authorized trader from (check one)





All accounts under the Tax Identification Number listed above

OR



All accounts under the Tax Identification Number listed above

OR



All funds under account number(s)

____________________________________________________

All funds under account number(s)

_____________________________________________________

*Please note that the authorized trader you have listed will be added in addition to other authorized traders currently on your account(s).

2. Authorized trader information (all fields required) Authorized Trader’s First Name

Middle Initial

Social Security Number

Authorized Trader’s First Name

Date of Birth

Middle Initial

Social Security Number

Authorized Trader’s First Name

Last Name

Date of Birth

Middle Initial

Social Security Number

Authorized Trader’s First Name

Last Name

Last Name

Date of Birth

Middle Initial

Social Security Number

Last Name

Date of Birth

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3. Please read and sign the indemnification below. On behalf of the organization, we hereby agree to indemnify and hold Janus, its affiliates and any directors, officers, employees, or agents of these entities, including without limitation each Janus fund, harmless from any claims (including reasonable attorney's fees) that may arise by reason of acting upon instructions, either oral, written or electronically believed to have originated from the authorized trader under the authorization contained in this agreement, and from any and all acts of the authorized trade with respect to the Janus account(s). This authorization is ongoing and shall remain in full force and effect until Janus receives notice of its revocation by an officer of the organization. Janus accepts no liability for acting on instructions from the authorized trader in cases in which it is not notified that the authorized trader no longer has the authority to transact on the account. By signing this certificate, the officer granting authorization certifies that I/we have the authority, either by the terms of the bylaws or applicable state law, to appoint authorized traders to transact on the account. Please provide a current copy of the governing document that identifies the officer(s) and their titles that are granting authorization. I/We hereby designate and authorize the authorized trader(s) identified in Section 2 to exercise each and all of the following acts with respect to the Janus accounts designated in Section 1 in accordance with Janus policies that are in effect at the time of such request to: 1. Purchase, sell and exchange shares; 2. Change the mailing address of the account(s); 3. Make inquiries regarding the account(s) and receive account information; 4. Make minor account option changes such as dividend and capital gains distribution options; 5. Establish, change or reset PIN; and 6. Select a cost basis election. I/We understand that the authorized trader(s) will not have authority to: 1. Add, delete or change any banking information; 2. Request a wire transfer to any account other than the bank account of record; 3. Redeem shares from the fund account(s) and have the proceeds payable or mailed to anyone other than the corporation/ other entity; 4. Have check writing privileges on the account(s); and 5. Change the ownership of the account(s). Important Note: To help the government deter terrorism funding and money laundering activities, all financial institutions are now required to obtain, verify and record the information that identifies each person who has authority to trade on a Janus account. So that we may comply with these requirements, we ask you to please complete Sections 1 and 2 in their entirety. The omission of this information will result in the return of your Janus Corporate/Other Entity Trading Privileges Form. Please note that the ability to perform transactions as an authorized trader may also be affected or otherwise delayed if Janus cannot easily verify the accuracy of the required information in Sections 1 and 2. If Janus is unable to verify the required information, the authorized trader information will be removed from all applicable accounts. X Signature of Officer Granting Authorization and Title

Date

X Signature of Officer Granting Authorization and Title

Date

X Signature of Authorized Trader

Date

X Signature of Authorized Trader

Date

X Signature of Authorized Trader

Date

X Signature of Authorized Trader

296-11-07928 05-14

Date

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